20th Dec 2012 16:30
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | 3D Resources PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Increase in Share Capital by 3D Resources , for which Scottish Enterprise did not take any new shares | ∕ | ||
3. Full name of person(s) subject to thenotification obligation: iii | SCOTTISH ENTERPRISE | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 14 DECEMBER 2012 | |||
6. Date on which issuer notified: | 18 DECEMBER 2012 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | BELOW 7% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
IM00B3VVCM89 | 52,891,163 | 52,891,163 | 52,891,163 | 13,500,000 | 39,391,163 | 1.64% | 4.80% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
Ordinary Shares | - | - | Nil | - | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
None |
| Nominal | Delta | |||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
52,891,163 | 6.44% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Indirect Holdings as reported in Part 8A are held by Scottish Enterprise's broker Brewin Dolphin in a Nominee and the holding held in certificated form | ||
Proxy Voting: | ||
10. Name of the proxy holder: | SCOTTISH ENTERPRISE | |
11. Number of voting rights proxy holder will ceaseto hold: | n/a | |
12. Date on which proxy holder will cease to holdvoting rights: | n/a | |
13. Additional information: | ||
14. Contact name: | ROBERT DAY | |
15. Contact telephone number: | 0141 242 8200 | |
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