8th Sep 2021 14:53
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
03-Sep-2021
6. Date on which Issuer notified
07-Sep-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 4.250372 | 2.418363 | 6.668735 | 4757899 |
Position of previous notification (if applicable) | 5.065039 | 1.941218 | 7.006257 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 3032481 | 4.250372 | ||
Sub Total 8.A | 3032481 | 4.250372% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 27/09/2021 | 27/09/2021 | Cash | 512000 | 0.717628 |
Cash-settled Equity Swap | 22/10/2021 | 22/10/2021 | Cash | 300000 | 0.420485 |
Cash-settled Equity Swap | 03/12/2021 | 03/12/2021 | Cash | 473000 | 0.662965 |
Cash-settled Equity Swap | 01/06/2022 | 01/06/2022 | Cash | 6856 | 0.009607 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 70576 | 0.098914 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 16501 | 0.023125 |
Cash-settled Equity Swap | 19/10/2022 | 19/10/2022 | Cash | 2620 | 0.003672 |
Cash-settled Equity Swap | 23/09/2021 | 23/09/2021 | Cash | 343855 | 0.481953 |
Sub Total 8.B2 | 1725418 | 2.418363% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 4.250372 | 6.668735% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
07-Sep-2021
13. Place Of Completion
London
Contact name and telephone number at Ultra Electronics Holdings plc for enquiries:
Cherise Trumper, Assistant Company Secretary +44 (0)208 813 4321
Related Shares:
ULE.L