21st Nov 2017 16:21
DUNEDIN SMALLER COMPANIES INVESTMENT TRUST PLC
Legal Entity Identifier (LEI): 213800CI43OQT8KBKE03
Information disclosed in accordance with DTR 5.1, 5.3 and 5.8
TR-1 (i) NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
Dunedin Smaller Companies Investment Trust Plc
2. Reason for the notification | StateYes/No |
An acquisition or disposal of voting rights | Yes |
An acquisition or disposal of financial instruments which may result in theacquisition of shares already issued to which voting rights are attached | No |
An event changing the breakdown of voting rights | No |
Other (please specify): | No |
3. Full name of person(s) subject to the notification obligation (iii): | Derbyshire County Council |
4. Full name of shareholder(s) (if different from 3.) (iv): | Harewood Nominees limited |
5. Date of the transaction (and date on which the threshold is crossedor reached if different) (v): | 21st November 2017 |
6. Date on which issuer notified: | 21st November 2017 |
7. Threshold(s) that is/are crossed or reached: | From over 5% to below 3% |
8. Notified details: |
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A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE | Situation previous tothe Triggeringtransaction (vi) | Resulting situation after the triggeringtransaction (vii) | |||||
NumberofShares | NumberofVotingRights (viii) | Numberofshares | Number of votingrights (ix) | % of votingrights | |||
Direct | Direct(x) | Indirect(xi) | Direct | Indirect | |||
Ordinary 5p/ GB00B1GCL258 | 2,819,000 | 2,819,000 |
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| 819,000 |
| 1.71 |
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B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of financialinstrument | Expirationdate (xiii) | Exercise/ConversionPeriod/ Date (xiv) | Number of votingrights that may beacquired if the instrumentis exercised/converted | % of votingrights |
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Total (A+B) | |
Number of voting rights | % of voting rights |
| 1.71 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):
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Proxy Voting:
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Gordon Hay Smith |
15. Contact telephone number: | 0131 528 4287 |
Related Shares:
Dunedin Smaller Cos. Investment Trust PLC