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Holding(s) in Company

4th Nov 2009 18:04

RNS Number : 9912B
Old Mutual PLC
04 November 2009
 



Ref 80/09

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Old Mutual plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Full name of person(s) subject to the notification obligation:

AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies

4. Full name of shareholder(s) (if different from 3.):

 

5. Date of the transaction and date on which the threshold is crossed or reached:

 02/11/2009

6. Date on which issuer notified:

 04/11/2009

7. Threshold(s) that is/are crossed or reached:

 5 %.

  

8. Notified details:

A: Voting rights attached to shares

Class/type of shares

if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

 738992

273,810,488

273,810,488

35,050,581

35,050,581

287,953,607

0.66

5.46

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

 

 

 

 

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 323,004,188

 6.12%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

 Alliance Capital Management 3,552,300.00 0.03365

Direct

__________________________________________________________

AXA 10,367,638.00 0.09822

Direct

__________________________________________________________

AXA Australia 271,655.00 0.00257

Indirect

__________________________________________________________

AXA Colonia Konzern 996,000.00 0.00944

Direct

__________________________________________________________

AXA Colonia Konzern 519,603.00 0.0049224

Indirect

__________________________________________________________

AXA Financial, Inc 285,081,568.00 2.70

Indirect

__________________________________________________________

AXA France 18,703.00 0.000177181

Indirect

__________________________________________________________

AXA IM UK 8,139,643.00 0.077109988

Direct

__________________________________________________________

AXA IM UK 686,670.00 0.006505091

Indirect

__________________________________________________________

AXA Rosenberg 11,995,000.00 0.113633277

Direct

­­­­­­­­­­__________________________________________________________

AXA Rosenberg 1,375,408.00 0.013029772

Indirect

__________________________________________________________

0 35,050,581 0.66410

Total Indirect 287,953,607 5.45579

___________________________________________________________

TOTAL 323,004,188 6.11989

­­­­­­­­­­­___________________________________________________________

Proxy Voting:

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will cease to hold:

 

12. Date on which proxy holder will cease to hold voting rights:

 

13. Additional information:

 

14. Contact name:

 Patrick Bowes

15. Contact telephone number:

 020 7002 7440

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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