25th Apr 2014 14:46
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Ophir Energy PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | RS Investment Management Co. LLC | |||
4. Full name of shareholder(s) (if different from 3.): iv | Registered Holders: · Bank of New York, Brussels · BNY Nominees Limited · JP Morgan Chase Nominees Limited · Mellon Nominees Limited · Northern Trust Nominees Limited · Pershing Nominees Limited · State Street Nominees Limited · The Bank of New York Nominees Limited | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 23 April 2014 | |||
6. Date on which issuer notified: | 24 April 2014 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 9% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Indirect | Direct | Indirect xii | Direct | Indirect | |||||||||||||
GB00B24CT194 | 49,143,163 | 47,729,589 | 55,531,848 | 53,946,963 | 9.11% | ||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
53,946,963 | 9.11% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | RS Investment Management Co. LLC One Bush Street, Suite 900 San Francisco, CA 94104 USA | |
14. Contact name: | Craig Madaleno | |
15. Contact telephone number: | +1 415 591 2721 | |
| ||
As of 23 April 2014 | |||||
Ophir Energy plc | |||||
Number of | Percent of | ||||
Voting Rights | Outstanding Shares | ||||
RS Investment Management Co. LLC | 53,946,963 | 9.11% | |||
RS Global Natural Resources Fund | 36,273,788 | 6.13% | |||
Separately Managed Accounts | 17,673,175 | 2.99% |
Related Shares:
OPHR.L