2nd Dec 2015 14:56
2 December 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
LONMIN PLC |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |
An event changing the breakdown of voting rights | ||
Other (please specify): |
| |
3. Full name of person(s) subject to the notification obligation:
| Deutsche Bank AG |
4. Full name of shareholder(s) (if different from 3.):
| Deutsche Bank AG, London Branch |
5. Date of the transaction and date on which the threshold is crossed or reached:
| 26/11/2015 |
6. Date on which issuer notified:
| 30/11/2015 |
7. Threshold(s) that is/are crossed or reached:
| Above 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares
| |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB0031192486 | Below Notifiable Threshold | Below Notifiable Threshold | 28,527,094 | 28,527,094 | 0 | 4.86% | 0 |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction
| ||||
Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
Right to Recall | 2,176,233 | 0.37% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction
| ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights
| |
CFD | 3,814,667 | Nominal | Delta
| |||
0.54% | 0.54% |
Total (A+B+C)
| |
Number of voting rights | Percentage of voting rights |
33,887,994 | 5.77% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: |
Deutsche Bank AG, London Branch - 5.77%
|
Proxy Voting:
| |
10. Name of the proxy holder:
| |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
|
13. Additional information:
| Total CFD Holding - See appendix |
14. Contact name:
| John Morrison |
15. Contact telephone number:
| +44 7201 6044 |
Appendix
Type of financial instrument | Maturity Date | Number of voting rights instrument refers to |
CFD | 18 Dec 15 | 1,224,438 |
CFD | 19 Jul 16 | 50,000 |
CFD | 16 May 16 | 1,409,000 |
CFD | 7 Jul 16 | 78,267 |
CFD | 22 Feb 16 | 11,031 |
CFD | 30 Nov 16 | 300,000 |
CFD | 17 Mar 16 | 72,132 |
CFD | 19 Sep 16 | -4 |
CFD | 7 Nov 16 | 23,005 |
CFD | 4 Jan 16 | 16,794 |
Related Shares:
Lonmin