25th Oct 2016 15:29
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Alternative Asset Opps PCC Limited | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Weiss Asset Management LP | |||
4. Full name of shareholder(s) (if different from 3.):iv | Brookdale International Partners, L.P., Brookdale Global Opportunity Fund1 | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Oct-20-2016 | |||
6. Date on which issuer notified: | Oct-25-2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | > 5% | |||
_________
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0034353424 | Below 5% | Below 5% | 4,370,121 | 4,370,121 | n/a | 6.07 % | n/a | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
CFD |
N/A
|
N/A
|
N/A
|
585,196
| Nominal | Delta | ||||||||||
0.81% | 1 | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
4,955,317 | 6.88 % | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||
Brookdale International Partners, L.P.: 3,072,297 voting rights/financial instruments (4.27 %) Brookdale Global Opportunity Fund: 1,883,020 voting rights/financial instruments (2.62 %) | |||
Proxy Voting: | |||
10. Name of the proxy holder: | |||
11. Number of voting rights proxy holder will ceaseto hold: | |||
12. Date on which proxy holder will cease to holdvoting rights: | |||
13. Additional information: | |||
14. Contact name: | Georgiy Nikitin | Tracey Lago | |
15. Contact telephone number: | +1-617-778-7725 | 020 3246 7405 | |
Related Shares:
TLI.L