26th Nov 2019 09:51
For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are attached: ii | WANdisco PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Global Frontier Investments, LLC (as General Partner for, and Investment Advisor to, Global Frontier Partners, LP) | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Global Frontier Partners, LP W. Grant Dollens
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25 November 2019 | ||||
6. Date on which issuer notified: | 25 November 2019 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 4.0% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares JE00B6Y3DV84 | 1,797,287 | 1,797,287 | 2,161,739 | 2,161,739 |
| 4.5% |
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
2,161,739 | 4.5% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Global Frontier Investments, LLC | |
11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: | Global Frontier Investments, LLC acts as the General Partner for and Investment Advisor to Global Frontier Partners, LP
Global Frontier Partners, LP beneficially holds 1,635,355 shares in WANdisco PLC, representing 3.4% of the total, and W. Grant Dollens, Managing Partner of Global Frontier Investments, LLC, beneficially holds 526,384 shares in WANdisco PLC, representing 1.1% of the total.
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14. Contact name: | Grant Dollens | |
15. Contact telephone number: | +1 (415) 402-0285 | |
Related Shares:
WAND.L