6th May 2022 10:11
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
03-May-2022
6. Date on which Issuer notified
05-May-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.000000 | 5.339719 | 5.339719 | 16218345 |
Position of previous notification (if applicable) | 0.995137 | 5.042965 | 6.038102 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0001765816 | 0 | 0.000000 | ||
Sub Total 8.A | 0 | 0.000000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 23/06/2022 | 23/06/2022 | Cash | 1415000 | 0.465876 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 1696000 | 0.558393 |
Cash-settled Equity Swap | 07/07/2022 | 07/07/2022 | Cash | 4441440 | 1.462305 |
Cash-settled Equity Swap | 08/07/2022 | 08/07/2022 | Cash | 1561000 | 0.513945 |
Cash-settled Equity Swap | 12/07/2022 | 12/07/2022 | Cash | 1597000 | 0.525798 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 41 | 0.000013 |
Cash-settled Equity Swap | 06/09/2022 | 06/09/2022 | Cash | 4027000 | 1.325855 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 9315 | 0.003064 |
Cash-settled Equity Swap | 09/03/2023 | 09/03/2023 | Cash | 152625 | 0.050250 |
Cash-settled Equity Swap | 06/04/2023 | 06/04/2023 | Cash | 19000 | 0.006255 |
Cash-settled Equity Swap | 13/04/2023 | 13/04/2023 | Cash | 2 | 0.000000 |
Cash-settled Equity Swap | 26/04/2023 | 26/04/2023 | Cash | 71245 | 0.023453 |
Cash-settled Equity Swap | 28/04/2023 | 28/04/2023 | Cash | 223379 | 0.073535 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 227741 | 0.074978 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 6202 | 0.002040 |
Cash-settled Equity Swap | 27/01/2027 | 27/01/2027 | Cash | 241372 | 0.079469 |
Cash-settled Equity Swap | 07/04/2027 | 07/04/2027 | Cash | 55170 | 0.018163 |
Cash-settled Equity Swap | 08/04/2027 | 08/04/2027 | Cash | 78373 | 0.025803 |
Cash-settled Equity Swap | 05/08/2022 | 05/08/2022 | Cash | 396440 | 0.130524 |
Sub Total 8.B2 | 16218345 | 5.339719% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 5.339719 | 5.339719% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
05-May-2022
13. Place Of Completion
London
Related Shares:
BRW.L