10th Nov 2021 11:02
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
02-Nov-2021
6. Date on which Issuer notified
05-Nov-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.231334 | 8.824758 | 9.056092 | 6463973 |
Position of previous notification (if applicable) | 0.024194 | 8.823062 | 8.847256 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 165123 | 0.231334 | ||
Sub Total 8.A | 165123 | 0.231334% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 03/12/2021 | 03/12/2021 | Cash | 760000 | 1.064770 |
Cash-settled Equity Swap | 20/01/2022 | 20/01/2022 | Cash | 170000 | 0.238172 |
Cash-settled Equity Swap | 24/01/2022 | 24/01/2022 | Cash | 615000 | 0.861623 |
Cash-settled Equity Swap | 26/01/2022 | 26/01/2022 | Cash | 350000 | 0.490354 |
Cash-settled Equity Swap | 02/03/2022 | 02/03/2022 | Cash | 367000 | 0.514172 |
Cash-settled Equity Swap | 28/03/2022 | 28/03/2022 | Cash | 1586038 | 2.222061 |
Cash-settled Equity Swap | 23/06/2022 | 23/06/2022 | Cash | 404240 | 0.566345 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 1250278 | 1.751656 |
Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 572088 | 0.801502 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 93997 | 0.131687 |
Cash-settled Equity Swap | 06/09/2022 | 06/09/2022 | Cash | 113447 | 0.158940 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 13872 | 0.019429 |
Cash-settled Equity Swap | 18/10/2022 | 18/10/2022 | Cash | 2880 | 0.004033 |
Sub Total 8.B2 | 6298850 | 8.824758% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 8.824758 | 9.041893% | |
JPMorgan Chase & Co. | J.P. Morgan AG |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan AG (100%)
12. Date of Completion
05-Nov-2021
13. Place Of Completion
London
Related Shares:
ULE.L