5th Jan 2010 16:41
For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Rockhopper Exploration Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Gartmore Investment Limited |
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4. Full name of shareholder(s) (if different from 3.):iv |
See attached schedule |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
23rd December 2009 |
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6. Date on which issuer notified: |
24th December 2009 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B0FVQX23 |
9,370,000 |
9,370,000 |
8,619,709 |
8,619,709 |
4.979% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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8,619,709 |
4.979% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
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15. Contact telephone number: |
Share description
Fund Managing Co
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Shares Held
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% of Issued Share Capital
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UK Registered Owner
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Beneficial Owner
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Equities
ROCKHOPPER EXPLORA
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ORD GBP0.01
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Gartmore Fund Managers Limited
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1,712,748
|
0.989%
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HSBC Global Custody Nominee UK Ltd
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Gartmore Fund Managers Ltd A/C Gartmore UK & Irish smaller companies
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|
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Gartmore Investment Limited
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2,104,633
681,810
4,120,518
|
1.216%
0.394%
2.380%
|
Nortrust Nominees
Gartmore Growth Opportunities
Vidacos Nominees Ltd A/C 2303
|
Strathclyde Pension Fund
Gartmore Growth Opportunities Plc
The Alphagen Volantis Fund Limited
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|
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8,619,709
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4.979%
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Related Shares:
Rockhopper