18th Jan 2017 17:03
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St James’s Place Plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | X | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Prudential plc group of companies | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | Prudential plc M&G Group Limited M&G Limited M&G Investment Management Limited | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 17 January 2017 | ||||||||||
| 6. Date on which issuer notified: | 18 January 2017 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | See item 13 | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
| ORD GBP0.15 GB0007669376 | 25,703,834 | 25,703,834 | 26,028,066 | 0 | 26,028,066 | 0 | 4.93% | ||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||
| ORD GBP0.15 GB0007669376 (Right of Recall) | 786,203 | 0.15% | |||||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
|
| Nominal | Delta | |||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
| 26,814,269 | 5.08% | ||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| Prudential plc (parent Company) - 26,814,269 (5.08%) M&G Group Limited (wholly owned subsidiary of Prudential plc) - 26,681,482 (5.05%) M&G Limited (wholly owned subsidiary of M&G Group Limited) - 26,681,482 (5.05%) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) - 26,681,482 (5.05%) | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | N/A | ||||
| 11. Number of voting rights proxy holder will ceaseto hold: | N/A | ||||
| 12. Date on which proxy holder will cease to holdvoting rights: | N/A | ||||
| 13. Additional information: | The following entities have triggered a notification moving above a 5% notifiable interest. M&G Group Limited (wholly owned subsidiary of Prudential plc)M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) | ||||
| 14. Contact name: | John Baker / Owen Smith / James Todd M&G Investment Management Limited
Helen Saville Company Secretarial Assistant | ||||
| 15. Contact telephone number: | 020 7548 2561 / 020 7004 4517 / 020 7548 2293
01285 878425 | ||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20170118005950/en/
Copyright Business Wire 2017
Related Shares:
St James's Place