23rd Dec 2011 13:19
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Schroder UK Growth Fund Plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : Update (X)
3. Full name of person(s) subject to notification obligation:
RATHBONE BROTHERS PLC
4. Full name of shareholder(s) (if different from 3) :
RATHBONE BROTHERS PLC
Rathbone Investment Management Ltd
Rathbone Investment Management International Ltd
Rathbone Investment Management International Strategies PCC
Rathbone Unit Trust Management Ltd
5. Date of transaction and date on which the threshold is crossed or reached:
21 December, 2011
6. Date on which issuer notified:
21 December, 2011
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE | Situation previous to the triggering transaction | |
25p Ordinary GB0007913485 | Number of shares 8,316,132 | Number of voting rights8,316,132 |
Resulting situation after the triggering transaction |
|
Number of shares
|
Number of voting rights |
% of voting rights | ||
Direct
N/AN/A | DirectN/A | Indirect 8,316,132 | DirectN/A | Indirect 5.09 | |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Expiration date | Exercise/conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/ converted) | % of voting rights |
1p Subscription | N/A | N/A | 114,469 | 0.07 |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights | |
N/A | N/A | N/A | N/A | Nominal | Delta | |
Total (A+B +C)
Number of voting rights | Percentage of voting rights |
8,430,601 | 5.16 % |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd
Rathbone Investment Management International Ltd
Rathbone Investment Management International Strategies PCC
Rathbone Unit Trust Management Ltd
*Rathbone Brothers Plc is the holding company of the following.
Proxy Voting:
10. Name of proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Total shares in issue used as denominator is 162,840,105
14. Contact name:
Jonathan McGuire
15. Contact telephone number:
020 7658 3496
Date: 22 December 2011
Related Shares:
Baillie GiffordRathbone