1st Sep 2011 12:17
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Cape PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Due to In-specie transfer between funds | X | ||
3. Full name of person(s) subject to the notification obligation: iii | Prudential plc group of companies | |||
4. Full name of shareholder(s) (if different from 3.):iv | See attached schedule | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25 August 2011 | |||
6. Date on which issuer notified: | 30 August 2011 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | See item 13 | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
JE00B5SJJD95 | 15,100,976 | 15,100,976 | 15,100,976 | 15,100,976 | 0 | 12.78% | 0 | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
15,100,976 | 12.78% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) M&G Securities Limited (wholly owned subsidiary of M&G Limited)
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: |
M&G Securities Limited (wholly owned subsidiary of M&G Limited) has moved to a 12% notifiable interest triggering this notification. | |
14. Contact name: | James Todd / Mark Thomas M&G Investment Management Limited | |
15. Contact telephone number: | 020 7548 2293 / 020 7548 3266 | |
Attached Schedule:
Notifiable Position Report for CAPE as at 25 August 2011
Percentage holdings are calculated using 118,083,057 Total Voting Rights
Registered Holder Holding Voting Rights %
Prudential plc 15,100,976 12.78
Total Notifiable
Interest
NORTRUST NOMINEE LTD A/C MKK01 14,397,461 14,397,461
NORTRUST NOMINEE LTD A/C MKM01 347,857 347,857
NORTRUST NOMS LTD A/C PUQ01 355,658 355,658
Sub Total 15,100,976 15,100,976
M&G Group Limited 15,100,976 12.78
NORTRUST NOMINEE LTD A/C MKK01 14,397,461 14,397,461
NORTRUST NOMINEE LTD A/C MKM01 347,857 347,857
NORTRUST NOMS LTD A/C PUQ01 355,658 355,658
M&G Investment Management Limited 15,100,976 12.78
NORTRUST NOMINEE LTD A/C MKK01 14,397,461 14,397,461
NORTRUST NOMINEE LTD A/C MKM01 347,857 347,857
NORTRUST NOMS LTD A/C PUQ01 355,658 355,658
M&G Limited 15,100,976 12.78
NORTRUST NOMINEE LTD A/C MKK01 14,397,461 14,397,461
NORTRUST NOMINEE LTD A/C MKM01 347,857 347,857
NORTRUST NOMS LTD A/C PUQ01 355,658 355,658
M&G Securities Limited 14,745,318 12.48
NORTRUST NOMINEE LTD A/C MKK01 14,397,461 14,397,461
NORTRUST NOMINEE LTD A/C MKM01 347,857 347,857
Related Shares:
CIU.LPrudential