17th Dec 2008 11:28
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For filings with the FSA include the annex For filings with issuer exclude the annex |
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TR-1: Notifications of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
CAPE PLC |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
PRUDENTIAL PLC GROUP OF COMPANIES
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4. Full name of shareholder(s) (if different from 3): |
SEE SCHEDULE BELOW
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
15 DECEMBER 2008
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6. Date on which issuer notified: |
16 DECEMBER 2008
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7. Threshold(s) that is/are crossed or reached: |
SEE ITEM 13
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8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares Direct
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Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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GB0001726081 |
15,983,581 |
15,983,581 |
16,083,581 |
16,083,581 |
13.97% |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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16,083,581 |
13.97% |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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Prudential plc (parent Company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
M&G Securities Limited (wholly owned subsidiary of M&G Limited)
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Proxy Voting: |
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10. Name of proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
M&G SECURITIES LIMITED (WHOLLY OWNED SUBSIDIARY OF M&G LIMITED) HAS MOVED TO A 12% NOTIFIABLE INTEREST TRIGGERING THIS NOTIFICATION |
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14 Contact name: |
DIPESH VARSANI M&G INVESTMENT MANAGEMENT LIMITED
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15. Contact telephone number: |
020 7548 3261 |
For notes on how to complete form TR-1 please see the FSA website.
Notifiable Position Report for CAPE ORD GBP0.25
as at 15 December 2008
Percentage holdings are calculated using an issued share capital of 115,095,166 ORD GBP0.25 shares
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Registered Holder
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Holding
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%
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Prudential plc
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16,083,581
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13.97
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Total Notifiable interest
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NORTRUST NOMINEE LTD A/C MKK01
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13,079,302
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NORTRUST NOMINEE LTD A/C MKM01
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760,971
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NORTRUST NOMS LTD A/C PUQ01
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795,658
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PRUCLT HSBC GIS NOM(UK) PPL AC
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1,447,650
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M&G Group Limited
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16,083,581
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13.97
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NORTRUST NOMINEE LTD A/C MKK01
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13,079,302
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NORTRUST NOMINEE LTD A/C MKM01
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760,971
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NORTRUST NOMS LTD A/C PUQ01
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795,658
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PRUCLT HSBC GIS NOM(UK) PPL AC
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1,447,650
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M&G Investment Management Limited
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16,083,581
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13.97
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NORTRUST NOMINEE LTD A/C MKK01
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13,079,302
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NORTRUST NOMINEE LTD A/C MKM01
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760,971
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NORTRUST NOMS LTD A/C PUQ01
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795,658
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PRUCLT HSBC GIS NOM(UK) PPL AC
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1,447,650
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M&G Limited
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16,083,581
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13.97
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NORTRUST NOMINEE LTD A/C MKK01
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13,079,302
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NORTRUST NOMINEE LTD A/C MKM01
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760,971
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NORTRUST NOMS LTD A/C PUQ01
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795,658
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PRUCLT HSBC GIS NOM(UK) PPL AC
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1,447,650
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M&G Securities Limited
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13,840,273
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12.02
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NORTRUST NOMINEE LTD A/C MKK01
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13,079,302
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NORTRUST NOMINEE LTD A/C MKM01
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760,971
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Related Shares:
CIU.LPrudential