14th Jul 2023 11:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMBVGQ36
Issuer Name
HARBOUR ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
10-Jul-2023
6. Date on which Issuer notified
12-Jul-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.702916 | 4.323480 | 5.026396 | 40119058 |
Position of previous notification (if applicable) | n/a | n/a | n/a |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BMBVGQ36 | 5610444 | 0.702916 | ||
Sub Total 8.A | 5610444 | 0.702916% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 02/08/2023 | 02/08/2023 | Cash | 2870299 | 0.359611 |
Cash-settled Equity Swap | 04/09/2023 | 04/09/2023 | Cash | 222 | 0.000028 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 3853863 | 0.482839 |
Cash-settled Equity Swap | 02/11/2023 | 02/11/2023 | Cash | 2112 | 0.000265 |
Cash-settled Equity Swap | 28/11/2023 | 28/11/2023 | Cash | 211640 | 0.026516 |
Cash-settled Equity Swap | 04/12/2023 | 04/12/2023 | Cash | 110797 | 0.013881 |
Cash-settled Equity Swap | 14/12/2023 | 14/12/2023 | Cash | 729099 | 0.091347 |
Cash-settled Equity Swap | 18/12/2023 | 18/12/2023 | Cash | 125412 | 0.015712 |
Cash-settled Equity Swap | 29/12/2023 | 29/12/2023 | Cash | 1539 | 0.000193 |
Cash-settled Equity Swap | 03/01/2024 | 03/01/2024 | Cash | 6128 | 0.000768 |
Cash-settled Equity Swap | 16/01/2024 | 16/01/2024 | Cash | 77590 | 0.009721 |
Cash-settled Equity Swap | 02/02/2024 | 02/02/2024 | Cash | 43543 | 0.005455 |
Cash-settled Equity Swap | 07/02/2024 | 07/02/2024 | Cash | 77504 | 0.009710 |
Cash-settled Equity Swap | 14/02/2024 | 14/02/2024 | Cash | 109940 | 0.013774 |
Cash-settled Equity Swap | 04/03/2024 | 04/03/2024 | Cash | 567744 | 0.071131 |
Cash-settled Equity Swap | 03/04/2024 | 03/04/2024 | Cash | 28517 | 0.003573 |
Cash-settled Equity Swap | 02/05/2024 | 02/05/2024 | Cash | 21313 | 0.002670 |
Cash-settled Equity Swap | 14/05/2024 | 14/05/2024 | Cash | 91855 | 0.011508 |
Cash-settled Equity Swap | 15/05/2024 | 15/05/2024 | Cash | 179796 | 0.022526 |
Cash-settled Equity Swap | 30/05/2024 | 30/05/2024 | Cash | 1534 | 0.000192 |
Cash-settled Equity Swap | 04/06/2024 | 04/06/2024 | Cash | 1531 | 0.000192 |
Cash-settled Equity Swap | 05/06/2024 | 05/06/2024 | Cash | 194787 | 0.024404 |
Cash-settled Equity Swap | 20/06/2024 | 20/06/2024 | Cash | 2402 | 0.000301 |
Cash-settled Equity Swap | 02/07/2024 | 02/07/2024 | Cash | 167439 | 0.020978 |
Cash-settled Equity Swap | 10/07/2024 | 10/07/2024 | Cash | 89966 | 0.011272 |
Cash-settled Equity Swap | 17/07/2024 | 17/07/2024 | Cash | 60840 | 0.007622 |
Cash-settled Equity Swap | 31/07/2024 | 31/07/2024 | Cash | 8630 | 0.001081 |
Cash-settled Equity Swap | 01/08/2024 | 01/08/2024 | Cash | 65810 | 0.008245 |
Cash-settled Equity Swap | 02/08/2024 | 02/08/2024 | Cash | 63961 | 0.008013 |
Cash-settled Equity Swap | 03/09/2024 | 03/09/2024 | Cash | 454 | 0.000057 |
Cash-settled Equity Swap | 18/09/2024 | 18/09/2024 | Cash | 6423105 | 0.804732 |
Cash-settled Equity Swap | 20/09/2024 | 20/09/2024 | Cash | 15857736 | 1.986769 |
Cash-settled Equity Swap | 15/11/2024 | 15/11/2024 | Cash | 11280 | 0.001413 |
Cash-settled Equity Swap | 20/06/2025 | 20/06/2025 | Cash | 74062 | 0.009279 |
Cash-settled Equity Swap | 16/10/2026 | 16/10/2026 | Cash | 223653 | 0.028021 |
Cash-settled Equity Swap | 07/04/2027 | 07/04/2027 | Cash | 4863 | 0.000609 |
Cash-settled Equity Swap | 02/12/2027 | 02/12/2027 | Cash | 1851569 | 0.231978 |
Cash-settled Equity Swap | 07/04/2028 | 07/04/2028 | Cash | 71470 | 0.008954 |
Cash-settled Equity Swap | 20/04/2028 | 20/04/2028 | Cash | 198823 | 0.024910 |
Cash-settled Equity Swap | 24/04/2028 | 24/04/2028 | Cash | 20044 | 0.002511 |
Cash-settled Equity Swap | 29/06/2028 | 29/06/2028 | Cash | 5742 | 0.000719 |
Sub Total 8.B2 | 34508614 | 4.323480% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.323483 | 5.026399% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
12-Jul-2023
13. Place Of Completion
London
Related Shares:
Harbour Energy