15th Mar 2017 10:11
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ALDERMORE GROUP PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ü | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | ANACAP FINANCIAL PARTNERS L.P. ANACAP FINANCIAL PARTNERS II, L.P. ANACAP DERBY CO-INVESTMENT (NO. 1) L.P. ANACAP DERBY CO-INVESTMENT (NO. 2) L.P. | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 14/03/17 | |||
6. Date on which issuer notified: | 14/03/17 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 40%, 39%, 38%, 37%, 36%, 35%, 34%, 33%, 32%, 31%, 30%, 29%, 28%, 27%, 26% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares | 138,385,988 | 138,385,988 | 86,685,988 | 86,685,988 | 0 | 25.15 | 0 | |||||||||
GB00BQQMCJ47 | ||||||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
86,685,988 | 25.15 | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | Calculations made based on issued shares notified by Aldermore on 02/03/17 of 344,739,584. Prior shareholding pre-sale: 40.14%, Residual shareholding 25.15%
ANACAP FINANCIAL PARTNERS L.P
Holding pre sale: 28,702,806 (8.33%) Holding post sale: 17,979,646 (5.22%)
ANACAP FINANCIAL PARTNERS II, L.P.
Holding pre sale: 37,964,311 (11.01%) Holding post sale: 23,781,120 (6.90%)
ANACAP DERBY CO-INVESTMENT (NO. 1) L.P.
Holding pre sale: 38,821,660 (11.26%) Holding post sale: 24,318,170 (7.05%)
ANACAP DERBY CO-INVESTMENT (NO. 2) L.P.
Holding pre sale: 32,897,211 (9.54%) Holding post sale: 20,607,052 (5.98%) | |
14. Contact name: | James Abbott, AnaCap Financial Partners LLP | |
15. Contact telephone number: | 0207 070 5341 | |
Related Shares:
ALD.L