6th Feb 2023 15:28
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BDHXPJ60
Issuer Name
I3 ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
31-Jan-2023
6. Date on which Issuer notified
03-Feb-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 4.893481 | 0.151970 | 5.045451 | 60185103 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDHXPJ60 | 58371784 | 4.893481 | ||
Sub Total 8.A | 58371784 | 4.893481% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 04/04/2023 | 04/04/2023 | Cash | 14607 | 0.001221 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 25367 | 0.002121 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 2633 | 0.000220 |
Cash-settled Equity Swap | 05/07/2023 | 05/07/2023 | Cash | 37340 | 0.003125 |
Cash-settled Equity Swap | 02/08/2023 | 02/08/2023 | Cash | 55645 | 0.004653 |
Cash-settled Equity Swap | 03/01/2024 | 03/01/2024 | Cash | 1422321 | 0.119226 |
Cash-settled Equity Swap | 02/02/2024 | 02/02/2024 | Cash | 15931 | 0.001334 |
Cash-settled Equity Swap | 01/08/2024 | 01/08/2024 | Cash | 3742 | 0.000313 |
Cash-settled Equity Swap | 28/04/2026 | 28/04/2026 | Cash | 235733 | 0.019757 |
Sub Total 8.B2 | 1813319 | 0.151970% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.891805 | 5.043775% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
03-Feb-2023
13. Place Of Completion
London
Related Shares:
I3 Energy