7th May 2015 09:44
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ARM Holdings plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 5 May 2015 | ||||
6. Date on which issuer notified: | 6 May 2015 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 3% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary (GB0000595859) | 38,682,995 | 38,682,995 | 41,796,007 | 2.9612% | ||||||||||||
ADRs (US0420681068) | 270,730 | 812,190 | 811,800 | 0.057% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
n/a | ||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
n/a |
| Nominal | Delta | |||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
42,607,807 | 3.018% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
As of 5 May 2015
ARM Holdings plc
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 42,607,807 3.018%
Holdings by CG Management Companies and Funds:
· Capital Guardian Trust Company
| 4,843,195
| 0.343% |
· Capital International Limited
| 471,800
| 0.033% |
· Capital International SÁrl
| 401,800
| 0.028% |
· Capital International, Inc.
| 332,300
| 0.024%
|
· Capital Research and Management Company | 36,558,712
| 2.590% |
Schedule A
Related Shares:
ARM.L