19th Dec 2013 07:00
| TR-1: Notifications of Major Interests in Shares | |||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | RSA Insurance Group PLC | ||||||
| 2. Reason for notification (yes/no) | |||||||
| An acquisition or disposal of voting rights | Yes | ||||||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||
| An event changing the breakdown of voting rights | No | ||||||
| Other (please specify):___________________________ | No | ||||||
| 3. Full name of person(s) subject to notification obligation: | Ameriprise Financial, Inc. and its group | ||||||
| 4. Full name of shareholder(s) (if different from 3): | See additional information under 13. | ||||||
| 5. Date of transaction and date on which the threshold is crossed or reached: | 16 December 2013 | ||||||
| 6. Date on which issuer notified: | 18 December 2013 | ||||||
| 7. Threshold(s) that is/are crossed or reached: | Above the threshold of 5% | ||||||
| 8: Notified Details | ||||||||||||||||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||||||||||||||||
| Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||
| Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||||||||||||||||
|
GB0006616899
US74971A2069
| N/A
N/A | N/A
N/A | 1,718,189
0 | 1,718,189
0 | 186,984,122
460 | 0.047%
0.000% | 5.082%
0.000% | |||||||||||||||||||||||
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument is exercised/converted. | Percentage of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise / conversion period | No. of voting rights instrument refers to | Percentage of voting rights | ||||||||
| Nominal | Delta | ||||||||||||
| CFD | 200,000 | 0.005% | |||||||||||
| Total (A+B+C) | |||
| Number of voting rights | Percentage of voting rights | ||
| 188,902,771 | 5.134% | ||
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
| Proxy Voting: | |||
| 10. Name of proxy holder: | N/A | ||
| 11. Number of voting rights proxy holder will cease to hold: | N/A | ||
| 12. Date on which proxy holder will cease to hold voting rights: | N/A | ||
| 13. Additional information: | Registered Owner
Littledown Nominees Ltd A/c ZLA08 139,885
Littledown Nominees Ltd A/c 41408 946,750
Littledown Nominees Ltd A/c 47182 8,591,900
Littledown Nominees Ltd A/c 200,000
State Street Nominees Limited A/c XC7N 10,933,133
HSBC Global Custody Nominee (UK) Limited A/c 683182 3,805,684
HSBC Global Custody Nominee (UK) Limited A/c 740190 986,330
HSBC Global Custody Nominee (UK) Limited A/c 739874 4,649,230
HSBC Global Custody Nominee (UK) Limited A/c 740311 467,836
The Bank Of New York ( Nominees ) Limited A/c PTG 15303 / 09997799 722,409
HSBC Global Custody Nominee (UK) Limited A/c 811056 309,160
Nortrust Nominees LTD A/c BBH05 974,670
State Street Nominees Limited A/c SHCE 2,118,502
Securities Services Nominees Limited A/c 1030030046H 633,164
HSBC Global Custody Nominee (UK) Limited A/c 7003989008 1,252,338
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 340,980
Littledown Nominees Ltd A/c ZLA01 1,390,000
Littledown Nominees Ltd A/c ZLA03 34,809,408
Littledown Nominees Ltd A/c 07198 1,519,895
Littledown Nominees Ltd A/c 27642 198,294
Littledown Nominees Ltd A/c ZLA09 71,970
Littledown Nominees Ltd A/c 10479 80,258
Littledown Nominees Ltd A/c ZLA12 1,633,732
Littledown Nominees Ltd A/c ZLA14 454,112
Littledown Nominees Ltd A/c 07207 2,262,999
Mellon Nominees (UK) Ltd A/c WWSF0004002 1,808,301
Littledown Nominees Ltd A/c 18667 4,928,111
Littledown Nominees Ltd A/c 10469 1,338,856
Littledown Nominees Ltd A/c 10496 65,810,220
Littledown Nominees Ltd A/c 10492 4,535,917
Littledown Nominees Ltd A/c 10491 12,937,020
Littledown Nominees Ltd A/c 10488 8,685,482
Littledown Nominees Ltd A/c 10495 3,645,000
Littledown Nominees Ltd A/c ZLA15 5,720,765
Ameriprise Financial Inc A/c 460 | |
| 14. Contact name: | John Mills | |
| 15. Contact telephone name: | 020 7111 7333 |
Copyright Business Wire 2013
Related Shares:
RSA.L