5th Jan 2022 14:31
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
30-Dec-2021
6. Date on which Issuer notified
31-Dec-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.266355 | 10.185030 | 10.451385 | 7463374 |
Position of previous notification (if applicable) | 0.595842 | 9.842707 | 10.438549 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 190209 | 0.266355 | ||
Sub Total 8.A | 190209 | 0.266355% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 20/01/2022 | 20/01/2022 | Cash | 620000 | 0.868223 |
Cash-settled Equity Swap | 24/01/2022 | 24/01/2022 | Cash | 615000 | 0.861221 |
Cash-settled Equity Swap | 26/01/2022 | 26/01/2022 | Cash | 350000 | 0.490126 |
Cash-settled Equity Swap | 02/03/2022 | 02/03/2022 | Cash | 367000 | 0.513932 |
Cash-settled Equity Swap | 28/03/2022 | 28/03/2022 | Cash | 1586038 | 2.221024 |
Cash-settled Equity Swap | 05/04/2022 | 05/04/2022 | Cash | 1000000 | 1.400360 |
Cash-settled Equity Swap | 05/05/2022 | 05/05/2022 | Cash | 24694 | 0.034580 |
Cash-settled Equity Swap | 23/06/2022 | 23/06/2022 | Cash | 404240 | 0.566081 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 1250278 | 1.750838 |
Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 572088 | 0.801128 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 277880 | 0.389131 |
Cash-settled Equity Swap | 06/09/2022 | 06/09/2022 | Cash | 189979 | 0.266038 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 13240 | 0.018536 |
Cash-settled Equity Swap | 15/11/2022 | 15/11/2022 | Cash | 1911 | 0.002676 |
Cash-settled Equity Swap | 29/12/2022 | 29/12/2022 | Cash | 187 | 0.000257 |
Cash-settled Equity Swap | 04/01/2023 | 04/01/2023 | Cash | 223 | 0.000310 |
Cash-settled Equity Swap | 17/02/2023 | 17/02/2023 | Cash | 397 | 0.000555 |
Sub Total 8.B2 | 7273165 | 10.185030% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 10.185030 | 10.451385% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
31-Dec-2021
13. Place Of Completion
London
Related Shares:
ULE.L