23rd Dec 2009 11:03
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying Candover Investments plc issuer of existing shares to which voting
rights are attached: 2. Reason for notification (yes/no) An acquisition or disposal of voting rights Yes An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An event changing the breakdown of voting rights
Other (please specify): 3. Full name of person(s) Red Rocks Capital, LLC subject to notification obligation: 4. Full name of shareholder(s) AVS Listed Private Equity Portfolio (if different from 3): Listed Private Equity Fund JNL/ Red Rocks Listed Private Equity Fund Hays Medical Center Inc. Foundation 5. Date of transaction (and 8th December 2009
date on which the threshold is
crossed or reached if different): 6. Date on which issuer 22nd December 2009 notified:
7. Threshold(s) that is/are The 4% threshold was reached crossed or reached: 8: Notified Details A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering of shares to the triggering transaction
transaction If
possible Number of Number of Number of Number of voting Percentage of use ISIN shares voting shares rights
voting rights code rights Direct Direct Indirect Direct Indirect Ord 869,633 869,633 889,633 889,633 4% GBP0.25 01713154 B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting Percentage of financial date conversion rights that may voting rights instrument period/date be acquired (if the instrument exercised/ converted) Total (A+B) Number of voting rights Percentage of voting rights 889,633 4%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Proxy Voting: 10. Name of proxy holder: Red Rocks Capital, LLC
11. Number of voting rights proxy N/A holder will cease to hold: 12. Date on which proxy holder will N/A cease to hold voting rights: 13. Additional information: The reporting threshold has been
reached for Red Rocks Capital, LLC (RRC) a Registered Investment Advisor, registered with the SEC. None of the RRC client accounts have individually reached the reporting threshold. 14 Contact name: Matthew R. Luoma
15. Contact telephone name: 303.679.8252, ext 13 [email protected]
For notes on how to complete form TR-1 please see the FSA website.
vendorRelated Shares:
CDI.L