27th May 2009 16:03
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
LONMIN Plc - Nil Paid Rights |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
SARASIN & PARTNERS LLP |
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4. Full name of shareholder(s) (if different from 3): |
BANK OF NEW YORK (BRUSSELS AND LONDON) BANK SARASIN & CO (ZURICH) BNP PARIBAS SECURITY SERVICES (GUERNSEY, ISLE OF MAN AND JERSEY) CITIBANK N.A. (CANARY WHARF AND HONG KONG) CREDIT AGRICOLE (SUISSE) SA (ZURICH) DEUTSCHE BANK INTL LTD (ST HELIER) FORTIS BANQUE LUXEMBOURG SA (EFA) FORTIS GLOBAL CUSTODY SERVICES N.V (AMSTERDAM) HSBC BANK PLC (GLOBAL CUSTODY NOMINEES (UK) LTD) HSBC BANK PLC (INTERNATIONAL FUND SERVICES) JM FINN & CO (LONDON) RBS GLOBAL SERVICES (LONDON) STATE STREET BANK & TRUST CO (LONDON) NORTHERN TRUST (LONDON) |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
21/05/2009 |
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6. Date on which issuer notified: |
27/05/2009 |
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7. Threshold(s) that is/are crossed or reached: |
5% |
8: Notified Details
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A: Voting rights attached to shares
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Class/type of shares
If possible use ISIN code
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Situation previous to the triggering transaction
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Resulting situation after the triggering transaction
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Number of shares
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Number of voting rights
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Number of shares
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Number of voting rights
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Percentage of voting rights
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Direct
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Indirect
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Direct
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Indirect
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B3Z9Y88
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77,026
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77,026
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1,778,526
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1,778,526
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5.0711%
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
1,778,526 |
5.0711% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Proxy Voting: |
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10. Name of proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: |
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14 Contact name: |
Seema Kamboj Lonmin Plc |
15. Contact telephone name: |
+ 44 (0)20 7201 6053 |
For notes on how to complete form TR-1 please see the FSA website.
Related Shares:
Lonmin