23rd Oct 2009 09:54
For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying PENDRAGON PLC issuer of existing shares to which voting rights are attached: ii 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights
YES
An acquisition or disposal of qualifying financial instruments which n/a may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect n/a to qualifying financial instruments
An event changing the breakdown of voting rights n/a Other (please n/a specify):
3. Full name of person(s) subject to UBS Investment Bank the notification obligation: iii 4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):iv
5. Date of the transaction and date 20 October 2009 on which the threshold is crossed or
reached: v
6. Date on which issuer notified: 22 October 2009 7. Threshold(s) that is/are crossed 6%
or reached: vi, vii 8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after shares to the triggering the triggering transaction transaction if possible Number Number Number Number of % of voting using of of of shares voting rights x the ISIN CODE Shares Voting rights Rights Direct Direct xi Indirect Direct Indirect xii Ordinary Share 105,579,293 105,579,293 35,885,083 35,885,083 5.00% (GB00B1JQBT10)
B: Qualifying Financial Instruments Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period rights that may be rights xiv acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting % of voting financial price date xvii Conversion rights instrument rights xix, xx instrument period refers to xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights Orindary Shares 5.00%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting: 10. Name of the proxy holder:
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder will
cease to hold voting rights: 13. Additional information: 14. Contact name: Richard Maloney 15. Contact telephone number: 01623 725200 Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal
entities) Contact address
(registered office for legal entities)
Phone number & email Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name Contact address Phone number & email Other useful information(e.g. functional relationship
with the person or legal entity subject
to the notification obligation) C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
vendorRelated Shares:
PDG.L