22nd May 2014 13:31
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
ECOFIN WATER & POWER OPPORTUNITIES PLC
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ()
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights: ()
Other (please specify): ()
3. Full name of person(s) subject to the notification obligation (iii):
BRITISH EMPIRE SECURITIES AND GENERAL TRUST PLC
4. Full name of shareholder(s) (if different from 3.) (iv):
JP MORGAN - CHASE NOMINEES LIMITED
CREST: BO01 - ACCOUNT 11429
5. Date of the transaction (and date on which the threshold is crossed or reached if different) (v):
TRADE DATE: 20 MAY 2014
SETTLEMENT DATE: 23 MAY 2014
6. Date on which issuer notified:
22 MAY 2014
7. Threshold(s) that is/are crossed or reached (vi, vii):
ABOVE 4%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction (vi) | |
Number of shares | Number of voting Rights (viii) | |
ORDINARY 0.1p GB00B09LK252 | 6,012,000 | 6,012,000 |
Resulting situation after the triggering transaction (vii)
Class/type of shares if possible using the ISIN CODE | Number of shares | Number of voting rights | % of voting rights (x) | ||
Direct (xi) | Indirect (xii) | Direct | Indirect | ||
ORDINARY 0.1p GB00B09LK252 | 9,853,304 | 9,853,304 | N/A | 4.70% | N/A |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Expiration Date (xiii) | Exercise/Conversion Period/ Date (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
N/A | N/A | N/A | N/A | N/A |
C: Financial Instruments with similar economic effect to Qualify Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial instrument | Exercise price | Exercise date xvii | Exercise/Conversion Period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
N/A | N/A | NA | N/A | N/A | N/A | N/A |
Total (A+B+C)
Number of voting rights | % of voting rights |
9,853,304 | 4.70% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi):
JP MORGAN - CHASE NOMINEES LIMITED IS CUSTODIAN FOR BRITISH EMPIRE SECURITIES AND GENERAL TRUST PLC
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
N/A
14. Contact name:
CAPITA ASSET SERVICES
15. Contact telephone number:
01392 477500
Date: 22 MAY 2014
Related Shares:
AVI Global TrustECWO.L