31st Mar 2022 15:01
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
28-Mar-2022
6. Date on which Issuer notified
30-Mar-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 3.959462 | 7.389830 | 11.349292 | 8105937 |
Position of previous notification (if applicable) | 4.553605 | 6.799335 | 11.352940 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 2827943 | 3.959462 | ||
Sub Total 8.A | 2827943 | 3.959462% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 05/04/2022 | 05/04/2022 | Cash | 1000000 | 1.400121 |
Cash-settled Equity Swap | 21/04/2022 | 21/04/2022 | Cash | 170000 | 0.238021 |
Cash-settled Equity Swap | 26/04/2022 | 26/04/2022 | Cash | 350000 | 0.490042 |
Cash-settled Equity Swap | 03/05/2022 | 03/05/2022 | Cash | 173301 | 0.242642 |
Cash-settled Equity Swap | 05/05/2022 | 05/05/2022 | Cash | 303248 | 0.424584 |
Cash-settled Equity Swap | 23/06/2022 | 23/06/2022 | Cash | 404240 | 0.565985 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 1250278 | 1.750540 |
Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 572088 | 0.800992 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 277880 | 0.389066 |
Cash-settled Equity Swap | 05/09/2022 | 05/09/2022 | Cash | 147054 | 0.205893 |
Cash-settled Equity Swap | 06/09/2022 | 06/09/2022 | Cash | 189979 | 0.265994 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 13240 | 0.018538 |
Cash-settled Equity Swap | 15/11/2022 | 15/11/2022 | Cash | 1911 | 0.002676 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 386 | 0.000540 |
Cash-settled Equity Swap | 03/05/2023 | 03/05/2023 | Cash | 3090 | 0.004326 |
Cash-settled Equity Swap | 26/04/2023 | 26/04/2023 | Cash | 289 | 0.000405 |
Cash-settled Equity Swap | 12/04/2022 | 12/04/2022 | Cash | 421000 | 0.589451 |
Sub Total 8.B2 | 5277994 | 7.389830% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 3.959462 | 7.389830 | 11.349292% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
12. Date of Completion
30-Mar-2022
13. Place Of Completion
London
Related Shares:
ULE.L