28th Oct 2011 12:00
For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | ROCKHOPPER EXPLORATION | ||
2. Reason for the notification (please tick the appropriate box or boxes) | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An event changing the breakdown of voting rights | |||
Other (please specify): ___________ |
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3. Full name of person(s) subject to the notification obligation: | Ignis Investment Services Limited | ||
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached if different: | 27/10/2011 | ||
6. Date on which issuer notified: | 28/10/2011 | ||
7. Threshold(s) that is/are crossed or reached: | 4% | ||
1.
1. 1. 1.
8.Notified details: Nominee holdings | |||||||
A: Voting rights attached to shares | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights viii | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
B0FVQX2 |
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| 11,047,047 |
| 3.89% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction xii | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
CFD's |
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572,298
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0.20% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration Date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
11,619,345.00 | 4.09% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Vidacos Nominees Ltd (10,232,471.00 3.60%) BNY (OCS) Nominees Ltd (567,893.00 0.20%) Merrill Lynch (342,120.00 0.12%) State Street Nominees (246,683.00 0.09%) HSBC (230,178.00 0.08%)
Pearl Group Limited Impala Holdings Limited Pearl Group Holdings (No 1) Ltd Ignis Asset Management Ignis Investment Services Limited (indirect)
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Proxy Voting: | |
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: | Percentage calculation based on Issued Share Capital of 284154600 |
14. Contact name: | Jean Birrell |
15. Contact telephone number: | 0141 222 8226 |
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Stephanie Griffin |
Contact address (registered office for legal entities) |
50 Bothwell Street, Glasgow, G2 6HR |
Phone number & email | 0141 222 8286 |
Other useful information (at least legal representative for legal persons) | Stephanie Griffin |
B: Identity of the notifier, if applicable | |
Full name | Jean Birrell |
Contact address | 50 Bothwell Street, Glasgow, G2 6HR |
Phone number | 0141 222 8226 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Public Relations Manager |
C: Additional information |
For notes on how to complete form TR-1 please see the FSA website.
Related Shares:
Rockhopper