11th Oct 2011 16:38
For filings with the FSA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | 3Legs Resources Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | The owners of the shares are EP Cayman, Ltd. and Eton Park Master Fund, Ltd. (the "owners"). Eton Park Capital Management, L.P., (the "Investment Manager") has been granted discretionary investment management authority in respect of the assets of the owners. The Investment Manager has in turn delegated investment management authority in respect of the assets of the owners to its UK affiliate, Eton Park International LLP (the "sub-Manager"). | ||||
4. Full name of shareholder(s) (if different from 3.):iv | EP Cayman, Ltd. and Eton Park Master Fund, Ltd. The shares are registered in the name of a nominee, Vidacos Nominees Limited. | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 7 October 2011 | ||||
6. Date on which issuer notified: | 11 October 2011 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% crossed | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
IM00B52P5P72 | 4,130,800 | 4,130,800 | 4,730,800 | 4,730,800 | 5.58% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
4,730,800 | 5.58% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The parent undertakings of the Investment Manager are: 1. Eton Park Capital Management, L.L.C. 2. Eric M. Mindich
The parent undertakings of the sub-Manager are: 1. Eton Park Capital Limited 2. The Investment Manager 3. Eton Park Capital Management, L.L.C. 4. Eric M. Mindich | ||
Proxy Voting: | ||
10. Name of the proxy holder: | Not applicable | |
11. Number of voting rights proxy holder will ceaseto hold: | Not applicable | |
12. Date on which proxy holder will cease to holdvoting rights: | Not applicable | |
13. Additional information: | Not applicable | |
14. Contact name: | Not applicable | |
15. Contact telephone number: | Not applicable | |
Related Shares:
SALV.L