26th Oct 2012 15:59
For filings with the FSA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Dolphin Capital Investors Limited | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | Revised position following additional placement of company shares | x | |||
3. Full name of person(s) subject to thenotification obligation: iii | Fortress Investment Group LLC, FIG Corp, Fortress Operating Entity 1 LP, Fortress Investment Holding II LLC, Fortress Partners Advisors LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Fortress Partners Securities LLC Fortress Partners Offshore Securities LLC | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25 October 2012 | ||||
6. Date on which issuer notified: | 26 October 2012 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Crossed 12%, 11%, 10%, 9% thresholds. | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
VGG2803G1028 | 53,271,702 | 53,271,702 | 8.29% | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
53,271,702 | 8.29% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The voting rights are held by Fortress Partners Advisors LLC as investment manager for its clients. Fortress Partners Advisors LLC is controlled by Fortress Investment Holding II LLC which is in turn controlled by Fortress Operating Entity 1 LP which is in turn controlled by FIG Corp which is in turn controlled by Fortress Investment Group LLC. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | ||
14. Contact name: | Sandy Robertson, Fortress Investment Group (UK) Ltd | |
15. Contact telephone number: | 020 7290 5600 | |
Related Shares:
Dci Advisors