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Holding(s) in Company

26th Oct 2012 15:59

RNS Number : 6843P
Dolphin Capital Investors Limited
26 October 2012
 



 

For filings with the FSA include the annex

For filings with issuer exclude the annex

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Dolphin Capital Investors Limited

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

Revised position following additional placement of company shares

x

3. Full name of person(s) subject to thenotification obligation: iii

Fortress Investment Group LLC, FIG Corp, Fortress Operating Entity 1 LP, Fortress Investment Holding II LLC, Fortress Partners Advisors LLC

4. Full name of shareholder(s)  (if different from 3.):iv

Fortress Partners Securities LLC

Fortress Partners Offshore Securities LLC

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

25 October 2012

6. Date on which issuer notified:

26 October 2012

7. Threshold(s) that is/are crossed orreached: vi, vii

Crossed 12%, 11%, 10%, 9% thresholds.

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

VGG2803G1028

53,271,702

53,271,702

8.29%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

53,271,702

8.29%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

The voting rights are held by Fortress Partners Advisors LLC as investment manager for its clients. Fortress Partners Advisors LLC is controlled by Fortress Investment Holding II LLC which is in turn controlled by Fortress Operating Entity 1 LP which is in turn controlled by FIG Corp which is in turn controlled by Fortress Investment Group LLC.

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will ceaseto hold:

N/A

12. Date on which proxy holder will cease to holdvoting rights:

N/A

13. Additional information:

14. Contact name:

Sandy Robertson, Fortress Investment Group (UK) Ltd

15. Contact telephone number:

020 7290 5600

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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