24th Mar 2017 11:28
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Kubera Cross-Border Fund Ltd |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): |
| |
3. Full name of person(s) subject to the notification obligation: iii | Weiss Asset Management LP |
4. Full name of shareholder(s) (if different from 3.): iv | Brookdale International Partners, L.P., Brookdale Global Opportunity Fund[i]
|
5. Date of the transaction and date on which the threshold is crossed or reached: v | Mar-22-2017 |
6. Date on which issuer notified: | Mar-23-2017 |
7. Threshold(s) that is/are crossed or reached: vi, vii | >3%, >4% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
KYG522771032 | Below 3% | Below 3% | 4,675,812 | 4,675,812 | n/a | 4.26% | n/a |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx
| |
Nominal | Delta
| |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
4,675,812 | 4.26% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
Brookdale International Partners, L.P.: 2,899,003 shares (2.64 %) Brookdale Global Opportunity Fund: 1,776,809 shares (1.62 %)
|
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | Please note: This notification is not being filed with the FCA, and is being furnished to the issuer pursuant to Article 25.1 of the issuer's Articles of Association dated 12/12/2006 |
14. Contact name: | Georgiy Nikitin |
15. Contact telephone number: | +1-617-778-7725 |
[i] Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.
Related Shares:
KUBC.L