16th May 2014 17:18
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ST. JAMES'S PLACE PLC | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | X | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | FMR LLC | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | See Section 9 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 15 May 2014 | ||||||||||
| 6. Date on which issuer notified: | 16 May 2014 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||
| Indirect | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
| GB0007669376 | 26,093,105 | 26,093,105 | 25,899,705 | 25,899,705 | 4.99% | ||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
|
| Nominal | Delta | |||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
| 25,899,705 | 4.99% | ||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
|
Sum of Factored Shares Held
Custodian Day to Day IM Total
BANK OF NEW YORK MELLON PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 151,300
BROWN BROTHERS HARRIMAN AND CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 13,800
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 683,624
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 28,200
PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 798,400
JPMORGAN CHASE BANK FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 3,803,405
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 11,708,900
MELLON BANK NA (C) PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 397,900
NORTHERN TRUST CO (C) FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 5,676,000
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 177,576
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 493,400
STATE STREET BANK AND TR CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 183,100
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 897,100
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 174,200
PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 712,800
Grand Total
25,899,705 | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | FMR LLC | ||||
| 11. Number of voting rights proxy holder will dispose: | 193,400 | ||||
| 12. Date on which proxy holder will dispose voting rights: | 15th May 2014 | ||||
| 13. Additional information: | Notification using the Total Voting Rights figure of 518,086,687 | ||||
| 14. Contact name: | Shelley Muller Kay Fraser | ||||
| 15. Contact telephone number: |
[email protected], 01737 837216 Tel: 01285 87 87 62 | ||||
Copyright Business Wire 2014
Related Shares:
St James's Place