27th Feb 2024 13:12
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BYM8GJ06
Issuer Name
ASCENTIAL PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
23-Feb-2024
6. Date on which Issuer notified
27-Feb-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 7.195554 | 1.010631 | 8.206185 | 36524268 |
Position of previous notification (if applicable) | 6.755965 | 1.429930 | 8.185895 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BYM8GJ06 | 32025923 | 7.195554 | ||
Sub Total 8.A | 32025923 | 7.195554% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 05/06/2024 | 05/06/2024 | Cash | 288663 | 0.064856 |
Cash-settled Equity Swap | 12/07/2024 | 12/07/2024 | Cash | 381393 | 0.085691 |
Cash-settled Equity Swap | 18/09/2024 | 18/09/2024 | Cash | 585381 | 0.131522 |
Cash-settled Equity Swap | 02/10/2024 | 02/10/2024 | Cash | 269082 | 0.060457 |
Cash-settled Equity Swap | 29/10/2024 | 29/10/2024 | Cash | 7869 | 0.001758 |
Cash-settled Equity Swap | 30/10/2024 | 30/10/2024 | Cash | 367291 | 0.082522 |
Cash-settled Equity Swap | 27/11/2024 | 27/11/2024 | Cash | 121194 | 0.027229 |
Cash-settled Equity Swap | 03/12/2024 | 03/12/2024 | Cash | 68160 | 0.015306 |
Cash-settled Equity Swap | 31/12/2024 | 31/12/2024 | Cash | 10727 | 0.002410 |
Cash-settled Equity Swap | 03/01/2025 | 03/01/2025 | Cash | 140398 | 0.031542 |
Cash-settled Equity Swap | 27/01/2025 | 27/01/2025 | Cash | 10000 | 0.002246 |
Cash-settled Equity Swap | 30/01/2025 | 30/01/2025 | Cash | 234671 | 0.052723 |
Cash-settled Equity Swap | 19/02/2025 | 19/02/2025 | Cash | 138040 | 0.031010 |
Cash-settled Equity Swap | 26/02/2025 | 26/02/2025 | Cash | 11360 | 0.002552 |
Cash-settled Equity Swap | 28/02/2025 | 28/02/2025 | Cash | 3865 | 0.000868 |
Cash-settled Equity Swap | 04/03/2025 | 04/03/2025 | Cash | 92027 | 0.020675 |
Cash-settled Equity Swap | 05/03/2025 | 05/03/2025 | Cash | 11415 | 0.002564 |
Cash-settled Equity Swap | 27/08/2025 | 27/08/2025 | Cash | 1 | 0.000000 |
Cash-settled Equity Swap | 17/11/2025 | 17/11/2025 | Cash | 1000000 | 0.224679 |
Cash-settled Equity Swap | 11/08/2027 | 11/08/2027 | Cash | 532814 | 0.119710 |
Cash-settled Equity Swap | 03/10/2028 | 03/10/2028 | Cash | 97598 | 0.021922 |
Cash-settled Equity Swap | 02/02/2029 | 02/02/2029 | Cash | 88321 | 0.019838 |
Cash-settled Equity Swap | 04/02/2030 | 04/02/2030 | Cash | 12182 | 0.002737 |
Cash-settled Equity Swap | 18/10/2030 | 18/10/2030 | Cash | 2117 | 0.000475 |
Cash-settled Equity Swap | 25/10/2030 | 25/10/2030 | Cash | 2047 | 0.000459 |
Cash-settled Equity Swap | 27/01/2031 | 27/01/2031 | Cash | 3428 | 0.000769 |
Cash-settled Equity Swap | 30/01/2031 | 30/01/2031 | Cash | 4756 | 0.001068 |
Cash-settled Equity Swap | 05/02/2031 | 05/02/2031 | Cash | 13545 | 0.003043 |
Sub Total 8.B2 | 4498345 | 1.010631% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 7.195554 | 8.206185% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & CoJPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)
12. Date of Completion
27-Feb-2024
13. Place Of Completion
London, United Kingdom
Related Shares:
Ascential