23rd Mar 2023 16:46
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B61D1Y04
Issuer Name
EMIS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
21-Mar-2023
6. Date on which Issuer notified
23-Mar-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 9.231689 | 0.459907 | 9.691596 | 6135909 |
Position of previous notification (if applicable) | 9.128996 | 0.510102 | 9.639098 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00B61D1Y04 | 5844714 | 9.231689 | ||
Sub Total 8.A | 5844714 | 9.231689% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 30/03/2023 | 30/03/2023 | Cash | 77000 | 0.121621 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 3 | 0.000004 |
Cash-settled Equity Swap | 02/08/2023 | 02/08/2023 | Cash | 36799 | 0.058113 |
Cash-settled Equity Swap | 23/10/2023 | 23/10/2023 | Cash | 1335 | 0.002108 |
Cash-settled Equity Swap | 22/02/2024 | 22/02/2024 | Cash | 27701 | 0.043752 |
Cash-settled Equity Swap | 29/04/2024 | 29/04/2024 | Cash | 7953 | 0.012549 |
Cash-settled Equity Swap | 02/05/2024 | 02/05/2024 | Cash | 11000 | 0.017374 |
Cash-settled Equity Swap | 23/09/2024 | 23/09/2024 | Cash | 43545 | 0.068774 |
Cash-settled Equity Swap | 17/03/2025 | 17/03/2025 | Cash | 85547 | 0.135120 |
Cash-settled Equity Swap | 01/03/2028 | 01/03/2028 | Cash | 312 | 0.000492 |
Sub Total 8.B2 | 291195 | 0.459907% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 8.566732 | 9.026639% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
23-Mar-2023
13. Place Of Completion
London
Related Shares:
EMIS.L