16th Sep 2016 15:50
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SigmaRoc Plc | ||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | x | ||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
An event changing the breakdown of voting rights | |||||||||||||||||||
Other (please specify): | |||||||||||||||||||
3. Full name of person(s) subject to thenotification obligation: iii | James Leek | ||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv | |||||||||||||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 16 September 2016 | ||||||||||||||||||
6. Date on which issuer notified: | 16 September 2016 | ||||||||||||||||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below 3% | ||||||||||||||||||
8. Notified details: | |||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||
Direct | Direct xi | Indirectxii | Direct | Indirect | |||||||||||||||
Ordinary 0.1p GB00BDBY9264 | 8,333,333 | 8,333,333 | < 3% | < 3% | < 3% | ||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration datexvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rightsxix, xx
| ||||||||||||||
| Nominal | Delta | |||||||||||||||||
Total (A+B+C) | |||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||
Under 3% | |||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | James Leek | |
15. Contact telephone number: | ||
Related Shares:
Sigmaroc.