30th Sep 2016 16:30
PENDRAGON PLC - Holding(s) in CompanyPENDRAGON PLC - Holding(s) in Company
PR Newswire
London, September 30
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Pendragon Plc GB00B1JQBT10 | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | Yes | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | ||||
| An event changing the breakdown of voting rights | n/a | ||||
| Other (please specify): | n/a | ||||
| 3. Full name of person(s) subject to the notification obligation: iii | UBS Investment Bank UBS Group AG | ||||
| 4. Full name of shareholder(s) (if different from 3.): | UBS AG London Branch UBS Limited | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 28 September 2016 | ||||
| 6. Date on which issuer notified: | 30 September 2016 | ||||
| 7. Threshold(s) that is/are crossed or reached: | 5% Section (A+B+C) | ||||
| 8. Notified details: | ||||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||||
| GB00B1JQBT10 | Below Notifiable Threshold | Below Notifiable Threshold | - | - | 60,955,697 | - | 4.22% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||||
| Right to recall lent shares | - | Anytime | 17,557,672 | 1.22% | ||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||||
| - | - | - | - | - | Nominal | Delta | ||||||||||||
| - | - | |||||||||||||||||
| Total (A+B+C) | ||||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||||
| 78,513,369 | 5.44% | |||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
| UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below. UBS AG: | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Richard Maloney, Group Legal Advisor | |
| 15. Contact telephone number: | 01623 725119 | |
Related Shares:
PDG.L