13th Oct 2009 16:42
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
WH SMITH PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
AXA S.A., 25 Avenue Matignon, 75008 Paris and its group of companies |
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
12/10/2009 |
6. Date on which issuer notified: |
13/10/2009 |
7. Threshold(s) that is/are crossed or reached: |
DECREASE IN TOTAL HOLDINGS FROM 5.41% TO 4.82% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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8,490,018 |
8,490,018 |
800,533 |
800,533 |
6,753,779 |
0.51 |
4.31 |
B2PDGW1 |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
7,554,312
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4.82% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Name of the Company / Fund Number of Shares % of issued share capital
Alliance Capital Management 490,500.00 0.31270
Direct ________________________________________________________________________ AXA 303,600.00 0.19355
Direct ________________________________________________________________________ AXA Financial, Inc 4,749,279.00 3.02770
Indirect ________________________________________________________________________ AXA IM UK 6,433.00 0.00410
Direct ________________________________________________________________________ AXA Rosenberg 2,004,500.00 1.277881305
Indirect ________________________________________________________________________
Total Direct 800,533 0.51034 Total Indirect 6,753,779 4.30558 ________________________________________________________________________ TOTAL 7,554,312 4.81592 ________________________________________________________________________ |
Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Kyere Tabiri |
15. Contact telephone number: |
020 7003 1510 |
Related Shares:
Wh Smith