7th Feb 2012 08:45
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Augean Plc | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | YES | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
| ||
An event changing the breakdown of voting rights |
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Other (please specify): | |||
3. Full name of person(s) subject to notification obligation: |
Harwood Capital LLP (formerly North Atlantic Value LLP) (as investment manager/advisor)
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4. Full name of shareholder(s) (if different from 3) |
1) Oryx International Growth Fund Limited 2) Harwood Capital LLP (as investment manager/adviser to fund management clients)
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
2 February 2012 | ||
6. Date on which issuer notified: |
6 February 2012
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7. Threshold(s) that is/are crossed or reached: |
Total holding has decreased below 11% | ||
8: Notified Details | |||||||
A: Voting rights attached to shares
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Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct |
Indirect |
Direct |
Indirect | ||||
Ordinary Shares Sedol: B02H2F7
Holder 1: 10,000,000 10,000,000 10,000,000 10,000,000 10.03%
Holder 2: 1,290,000 1,290,000 700,000 700,000 0.70%
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B: Financial Instruments
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Resulting situation after the triggering transaction
| ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
|
Total (A+B)
| |
Number of voting rights | Percentage of voting rights
|
10,700,000 |
10.73% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Not applicable
|
Proxy Voting:
| |
10. Name of proxy holder:
| N/A |
11. Number of voting rights proxy holder will cease to hold:
| N/A |
12. Date on which proxy holder will cease to hold voting rights:
| N/A |
13. Additional information:
| Harwood Capital LLP is the investment manager/adviser in respect of the full holding of 10.73% as it is investment manager/adviser to holders 1 and 2.
|
14 Contact name:
| Bonita Guntrip |
15. Contact telephone name:
| 020 7747 5681 |
For notes on how to complete form TR-1 please see the FSA website.
Related Shares:
AUG.L