5th Apr 2024 15:18
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BYM8GJ06
Issuer Name
ASCENTIAL PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
03-Apr-2024
6. Date on which Issuer notified
05-Apr-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 7.304179 | 0.679637 | 7.983816 | 35583538 |
Position of previous notification (if applicable) | 7.619544 | 0.464626 | 8.084170 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BYM8GJ06 | 32554334 | 7.304179 | ||
Sub Total 8.A | 32554334 | 7.304179% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to recall shares lent out | 1000000 | 0.224369 | ||
Sub Total 8.B1 | 1000000 | 0.224369% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 05/06/2024 | 05/06/2024 | Cash | 284599 | 0.063854 |
Cash-settled Equity Swap | 02/10/2024 | 02/10/2024 | Cash | 269082 | 0.060373 |
Cash-settled Equity Swap | 27/11/2024 | 27/11/2024 | Cash | 121194 | 0.027192 |
Cash-settled Equity Swap | 03/12/2024 | 03/12/2024 | Cash | 83274 | 0.018683 |
Cash-settled Equity Swap | 31/12/2024 | 31/12/2024 | Cash | 10727 | 0.002406 |
Cash-settled Equity Swap | 03/01/2025 | 03/01/2025 | Cash | 46731 | 0.010483 |
Cash-settled Equity Swap | 27/01/2025 | 27/01/2025 | Cash | 9000 | 0.002019 |
Cash-settled Equity Swap | 30/01/2025 | 30/01/2025 | Cash | 234871 | 0.052695 |
Cash-settled Equity Swap | 19/02/2025 | 19/02/2025 | Cash | 74769 | 0.016773 |
Cash-settled Equity Swap | 28/02/2025 | 28/02/2025 | Cash | 3865 | 0.000867 |
Cash-settled Equity Swap | 04/03/2025 | 04/03/2025 | Cash | 49846 | 0.011183 |
Cash-settled Equity Swap | 05/03/2025 | 05/03/2025 | Cash | 11415 | 0.002561 |
Cash-settled Equity Swap | 02/04/2025 | 02/04/2025 | Cash | 5820 | 0.001303 |
Cash-settled Equity Swap | 29/05/2025 | 29/05/2025 | Cash | 3818 | 0.000856 |
Cash-settled Equity Swap | 11/08/2027 | 11/08/2027 | Cash | 484453 | 0.108695 |
Cash-settled Equity Swap | 03/10/2028 | 03/10/2028 | Cash | 137221 | 0.030787 |
Cash-settled Equity Swap | 02/02/2029 | 02/02/2029 | Cash | 160444 | 0.035998 |
Cash-settled Equity Swap | 04/02/2030 | 04/02/2030 | Cash | 12182 | 0.002733 |
Cash-settled Equity Swap | 18/10/2030 | 18/10/2030 | Cash | 2117 | 0.000474 |
Cash-settled Equity Swap | 25/10/2030 | 25/10/2030 | Cash | 2047 | 0.000459 |
Cash-settled Equity Swap | 27/01/2031 | 27/01/2031 | Cash | 3428 | 0.000768 |
Cash-settled Equity Swap | 30/01/2031 | 30/01/2031 | Cash | 4756 | 0.001067 |
Cash-settled Equity Swap | 05/02/2031 | 05/02/2031 | Cash | 13545 | 0.003039 |
Sub Total 8.B2 | 2029204 | 0.455268% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 7.304180 | 7.983817% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)
12. Date of Completion
05-Apr-2024
13. Place Of Completion
London, United Kingdom
Related Shares:
Ascential