22nd Mar 2013 15:20
TR‑1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Oxford Catalysts Group PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | x | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: iii | Battelle Memorial Institute | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 3/21/2013 | |||
6. Date on which issuer notified: | 3/22/2013 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | 7% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Common | 9,055,895 | 9,055,895 | 7,425,895 | 7,425,895 | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
7,425,895 | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||
| ||||||
Proxy Voting: | ||||||
10. Name of the proxy holder: | ||||||
11. Number of voting rights proxy holder will cease to hold: | ||||||
12. Date on which proxy holder will cease to hold voting rights: | ||||||
13. Additional information: | Battelle Memorial Institute 505 King Avenue Columbus, Ohio 43201 | |||||
14. Contact name: | Michael Schwaiger | |||||
15. Contact telephone number: | (614) 424-7291 | |||||
B: Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights | ||
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Proxy Voting: | |
10. Name of proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14 Contact name: | |
15. Contact telephone name: |
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | |
Contact address (registered office for legal entities) | |
Phone number & email | |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |
Related Shares:
VLS.L