21st Oct 2013 18:26
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rio Tinto plc | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An event changing the breakdown of voting rights | |||
Other (please specify):______________ | |||
3. Full name of person(s) subject to notification obligation: |
The Capital Group Companies, Inc.
| ||
4. Full name of shareholder(s) (if different from 3): |
See item 9
| ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
17 October 2013
| ||
6. Date on which issuer notified: |
18 October 2013
| ||
7. Threshold(s) that is/are crossed or reached: |
Above 3%
| ||
8: Notified Details | |||||||||||
A: Voting rights attached to shares
| |||||||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||||||
Direct |
Indirect |
Direct |
Indirect | ||||||||
Ordinary Shares (GB0007188757)
|
42,079,976
|
42,079,976
|
42,394,358
|
3.00%
| |||||||
ADRs (US7672041008)
|
6,391 |
6,391 |
6,991
|
0.00% | |||||||
B: Financial Instruments
| ||||
Resulting situation after the triggering transaction
| ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
|
Total (A+B)
| |
Number of voting rights | Percentage of voting rights |
42,401,349
|
3.00%
|
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Number of Percent of Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 42,401,349 3.00%
Holdings by CG Management Companies and Funds: • Capital Guardian Trust Company 1,774,200 0.126%
• Capital International Limited 455,618 0.032%
• Capital International SÁrl 215,285 0.015%
• Capital International, Inc. 131,655 0.009%
• Capital Research and Management Company 39,824,591 2.819%
|
Proxy Voting:
| |
10. Name of proxy holder:
| |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
|
13. Additional information:
| |
14 Contact name:
| Vaughn Walton |
15. Contact telephone name:
| 020 7781 1345 |
Related Shares:
Rio Tinto