22nd Jan 2025 14:30
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B1WY2338
Issuer Name
SMITHS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
20-Jan-2025
6. Date on which Issuer notified
22-Jan-2025
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.385159 | 4.765071 | 5.150230 | 17670847 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00B1WY2338 | 1321510 | 0.385159 | ||
Sub Total 8.A | 1321510 | 0.385159% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | 200 | 0.000058 | ||
Sub Total 8.B1 | 200 | 0.000058% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 10/02/2025 | 10/02/2025 | Cash | 1564 | 0.000456 |
Cash-settled Equity Swap | 07/05/2025 | 07/05/2025 | Cash | 138591 | 0.040393 |
Cash-settled Equity Swap | 08/05/2025 | 08/05/2025 | Cash | 507989 | 0.148055 |
Cash-settled Equity Swap | 12/05/2025 | 12/05/2025 | Cash | 167386 | 0.048785 |
Cash-settled Equity Swap | 14/05/2025 | 14/05/2025 | Cash | 1689752 | 0.492484 |
Cash-settled Equity Swap | 11/06/2025 | 11/06/2025 | Cash | 767512 | 0.223694 |
Cash-settled Equity Swap | 17/06/2025 | 17/06/2025 | Cash | 762708 | 0.222294 |
Cash-settled Equity Swap | 18/06/2025 | 18/06/2025 | Cash | 500000 | 0.145727 |
Cash-settled Equity Swap | 19/06/2025 | 19/06/2025 | Cash | 9706 | 0.002829 |
Cash-settled Equity Swap | 30/06/2025 | 30/06/2025 | Cash | 77013 | 0.022446 |
Cash-settled Equity Swap | 10/07/2025 | 10/07/2025 | Cash | 1666632 | 0.485746 |
Cash-settled Equity Swap | 16/07/2025 | 16/07/2025 | Cash | 158533 | 0.046205 |
Cash-settled Equity Swap | 05/08/2025 | 05/08/2025 | Cash | 855301 | 0.249280 |
Cash-settled Equity Swap | 12/08/2025 | 12/08/2025 | Cash | 339 | 0.000099 |
Cash-settled Equity Swap | 13/08/2025 | 13/08/2025 | Cash | 3079652 | 0.897575 |
Cash-settled Equity Swap | 19/08/2025 | 19/08/2025 | Cash | 1516710 | 0.442050 |
Cash-settled Equity Swap | 02/09/2025 | 02/09/2025 | Cash | 901 | 0.000263 |
Cash-settled Equity Swap | 10/09/2025 | 10/09/2025 | Cash | 922 | 0.000269 |
Cash-settled Equity Swap | 18/09/2025 | 18/09/2025 | Cash | 3103624 | 0.904562 |
Cash-settled Equity Swap | 24/09/2025 | 24/09/2025 | Cash | 1272139 | 0.370769 |
Cash-settled Equity Swap | 01/10/2025 | 01/10/2025 | Cash | 21 | 0.000006 |
Cash-settled Equity Swap | 14/10/2025 | 14/10/2025 | Cash | 232 | 0.000068 |
Cash-settled Equity Swap | 29/10/2025 | 29/10/2025 | Cash | 35562 | 0.010365 |
Cash-settled Equity Swap | 03/12/2025 | 03/12/2025 | Cash | 8376 | 0.002441 |
Cash-settled Equity Swap | 16/01/2026 | 16/01/2026 | Cash | 3821 | 0.001114 |
Cash-settled Equity Swap | 05/02/2026 | 05/02/2026 | Cash | 2282 | 0.000665 |
Cash-settled Equity Swap | 18/02/2026 | 18/02/2026 | Cash | 12051 | 0.003512 |
Cash-settled Equity Swap | 19/02/2026 | 19/02/2026 | Cash | 4262 | 0.001242 |
Cash-settled Equity Swap | 03/03/2026 | 03/03/2026 | Cash | 4011 | 0.001169 |
Cash-settled Equity Swap | 20/04/2029 | 20/04/2029 | Cash | 571 | 0.000166 |
Cash-settled Equity Swap | 21/01/2030 | 21/01/2030 | Cash | 974 | 0.000284 |
Sub Total 8.B2 | 16349137 | 4.765013% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.765012 | 5.141779% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)
12. Date of Completion
22-Jan-2025
13. Place Of Completion
London, United Kingdom
Related Shares:
Smiths Group