9th Apr 2013 12:11
9 April 2013
Microgen plc (the "Company")
Notifiable Interests
The Company received the following notice on 8 April 2013 in compliance with the Disclosure and Transparency Rules from Hargreave Hale Limited.
For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | MICROGEN PLC |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | A client changed their mandate from non-discretionary to discretionary thereby increasing the discretionary holding over the 5% reporting threshold. | x |
3. Full name of person(s) subject to the notification obligation: iii | HARGREAVE HALE LIMITED |
4. Full name of shareholder(s) (if different from 3.): iv | DISCRETIONARY CLIENTS |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 05 APRIL 2013 |
6. Date on which issuer notified: | 08 APRIL 2013 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Indirect | Direct xi | Indirect xii | Direct | Indirect | |||
GB0005869531 | 3,841,550 | 3,841,550 | 4,191,550 | 4,191,550 | 5.0790% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx
| |
Nominal | Delta
| |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
4,191,550 | 5.0790% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
3,350,000 of these shares are held for unit trusts operated by Marlborough Fund Managers Ltd for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining shares are held for other Discretionary clients. |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | David Clueit |
15. Contact telephone number: | 01253 754739 |
If you require further information please contact:
Anjum O'Neill, Company Secretary, Microgen plc Tel:020 7496 8100
www.microgen.com
Related Shares:
Aptitude