20th Apr 2010 07:15
TR-1: NOTIFICATION OF MAJOR INTERST IN SHARES i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Dolphin Capital Investors Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Fortress Investment Group LLC, FIG Corp, Fortress Operating Entity 1 LP, Fortress Investment Holding II LLC, Fortress Partners Advisors LLC |
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4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
13 April 2010 |
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6. Date on which issuer notified: |
19 April 2010 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
Over 5% threshold |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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VGG2803G1028 |
Below 5% |
Below 5% |
N/A |
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32,991,917 |
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5.26% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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N/A |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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32,991,917 |
5.26% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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The voting rights are held by Fortress Partners Advisors LLC as investment manager for its clients. Fortress Partners Advisors LLC is controlled by Fortress Investment Holding II LLC which is in turn controlled by Fortress Operating Entity 1 LP which is in turn controlled by FIG Corp which is in turn controlled by Fortress Investment Group LLC. |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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13. Additional information: |
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14. Contact name: |
Sandy Robertson, Fortress Investment Group (UK) Ltd |
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15. Contact telephone number: |
020 7290 5637 |
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Related Shares:
Dci Advisors