15th Mar 2016 17:03
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Metro Bank Plc | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify): The issuer's shares being admitted to trading on the London Stock Exchange | X | ||
3. Full name of person(s) subject to thenotification obligation: iii | CPV Metro Investment, LLCCPV Holdings, LLC Steven A. Cohen | ||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | ||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10 March 2016 | ||
6. Date on which issuer notified: | 14 March 2016 | ||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3%, 4%, 5%, 6%, 7%, 8%, 9% | ||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares (GB00BZ6STL67) | N/A - no triggering transaction | N/A - no triggering transaction | 7,912,848 | 9.859% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
7,912,848 | 9.859% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
CPV Metro Investment, LLC is the beneficial owner of the shares in the issuer. CPV Holdings, LLC (as the holder of a majority of the membership interests in CPV Metro Investment, LLC) is a parent undertaking of CPV Metro Investment, LLC. Steven A. Cohen (as the Managing Member of CPV Holdings, LLC) is a parent undertaking of CPV Holdings, LLC and CPV Metro Investment, LLC. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Raquel Trout | |
15. Contact telephone number: | +1 203-890-3862 | |
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| CPV Metro Investment, LLCCPV Holdings, LLC Steven A. Cohen |
Contact address (registered office for legal entities)
| c/o Point72 Asset Management, L.P 72 Cummings Point Road Stamford, Connecticut 06902 |
Phone number & email
|
See Box B below for contact details |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Raquel Trout |
Contact address
| Point72 Asset Management, L.P. 72 Cummings Point Road Stamford, Connecticut 06902
|
Phone number & email
| T: +1 203 890 3862 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FCA website. |
Related Shares:
Metro Bank