31st Mar 2016 15:12
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Panmure Gordon & Co. Plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | YES | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Hunter Hall Investment Management Limited | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv |
| ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 23rd February 2016 | ||||||||||
| 6. Date on which issuer notified: | 23rd February 2016 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 3.00% | ||||||||||
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
|
GB00B97CW509 |
0 |
0 |
500,000 |
500,000 |
3.22% | ||||||||||
| B: Qualifying Financial Instruments | |||||||||
| Resulting situation after the triggering transaction | |||||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||
| N/A | |||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||
| N/A | Nominal | Delta | |||||||||||
| Total (A+B+C) | |||
| Number of voting rights | Percentage of voting rights | ||
| 500,000 | 3.22% | ||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||||||
|
Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management Limited is the Responsible Entity for the following investment schemes: HUNTER HALL VALUE GROWTH TRUST (VGT) HUNTER HALL GLOBAL EQUITIES TRUST (GET)
Hunter Hall Investment Management Limited is also investment manager for: HUNTER HALL GLOBAL VALUE LIMITED, which is a public company listed on the ASX Limited | ||||||
| Holder of Voting Rights | Person registered and entitled to be Registered as Holder | Nature of Voting Rights & Control | ||||
| Hunter Hall Investment Management Ltd | JP Morgan Chase Bank, N.A. as the Custodian of the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust, and Hunter Hall Global Value Limited | Hunter Hall Investment Management Limited has the power to control the vote attached to the securities, and the power to exercise control over the disposal of securities as: Responsible Entity for the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust and Investment Manager for Hunter Hall Global Value Limited | ||||
| Hunter Hall International Limited | As above | Hunter Hall International Ltd has a relevant interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited. | ||||
| Hampshire Assets & Services Pty Ltd, Aubigny Investments Pty Limited, Zeppelin Investments Pty Ltd and Peter James Hall (Hampshire Associates) | As above | The Hampshire Associates has a relevant interest in the said securities as they hold approximately 44.64% of issued securities in Hunter Hall International Ltd. Hampshire Assets & Services Pty Limited, Aubigny Investments Pty Limited and Zeppelin Investments Pty Ltd are controlled by Peter James Hall. | ||||
| Hunter Hall Global Value Limited | As above | Hunter Hall Global Value Limited managed pursuant to an investment management agreement by Hunter Hall Investment Management Ltd. | ||||
| Proxy Voting | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |||
| 14. Contact name: | Christina Seppelt | ||
| 15. Contact telephone number: | +612 8224 0328 |
Annex: Notification of major interests in sharesxxii
| A: Identity of the persons or legal entity subject to the notification obligation | |||
| Full name (including legal form of legal entities) | Hunter Hall Investment Management Limited | ||
| Contact address (registered office for legal entities) | Level 2, 56 Pitt St. Sydney NSW 2000 Australia | ||
| Phone number & email | +612 8224 0328
| ||
| Other useful information (at least legal representative for legal persons) | |||
| B: Identity of the notifier, if applicable | |||
| Full name | Christina Seppelt | ||
| Contact address | Level 2, 56 Pitt Street. Sydney NSW 2000 Australia | ||
| Phone number & email | +612 8224 0328
| ||
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | General Counsel & Company Secretary | ||
C: Additional information
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