1st Jul 2009 13:49
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Carclo plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No
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An event changing the breakdown of voting rights |
No
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Other (please specify): |
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No
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3. Full name of person(s) subject to the notification obligation: |
Gartmore Investment Limited |
4. Full name of shareholder(s) (if different from 3.): |
See section 9 |
5. Date of the transaction and date on which the threshold is crossed or reached: |
24 June 2009 |
6. Date on which issuer notified: |
25 June 2009 |
7. Threshold(s) that is/are crossed or reached: |
13% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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7,130,756 |
7,130,756 |
7,730,168 |
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7,730,168 |
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13.523% |
GB0001751915 |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
7,730,168 |
13.523% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Fund Managing Co. |
Shares Held |
% of issued share capital |
UK Registered Owner |
Beneficial Owner |
Gartmore Fund Managers Limited |
2,247,723 |
3.932% |
HSBC GLOBAL CUSTODY NOMINEE UK LTD |
GARTMROE FUND MANAGERS LTD A/C GARTMORE UK & IRISH SMALLER COMPANIES |
Gartmore Investment Limited |
2,601,698 |
4.551% |
NORTRUST NOMINEES LIMITED |
STRATHCLYDE PENSION FUND |
619,747 |
1.084% |
GARTMORE GROWTH OPPORTUNITIES |
GARTMORE GROWTH OPPORTUNITIES PLC |
|
2,261,000 |
3.955% |
BNY GIL CLT ACCOUNT NOMINEES LTD |
GARTMORE FLEDGLING TRUST PLC |
|
7,730,168 |
13.523% |
Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
All figures are based on the Company's issued share capital of 57,164,702 as provided by Exshare |
14. Contact name: |
RDU |
15. Contact telephone number: |
0207 782 2324 |
Related Shares:
Carclo