13th Nov 2013 12:57
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Tullett Prebon Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | In additional to an acquisition of shares we are also notifying that we previously included in our notification shares which we had investment control over but not voting control. This has changed our voting right percentage from 10.95% (our last notification amount on 23/08/2013) to 8.566%. | X | |||
3. Full name of person(s) subject to thenotification obligation: iii | Jupiter Asset Management Limited ('Jupiter') | ||||
4. Full name of shareholder(s) (if different from 3.):iv | BNY Mellon Nominees Limited - 700,000 BNYM NOMINEES LTD - 1,000,000 CHASE NOMINEES LIMITED - 177,621 HSBC Global Custody Nominee (UK) Ltd - 235,000 Nortrust Nominees Limited - 16,538,579
| ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 08th November 2013 | ||||
6. Date on which issuer notified: | 12th November 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below 10% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares
| 18,073,950 | 18,073,950 |
0 |
0 |
18,651,200 |
0 |
8.566% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
n/a | n/a | n/a | n/a | n/a | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
n/a | n/a | n/a | n/a | n/a | Nominal | Delta | ||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
18,651,200 | 8.566% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The shares are held in the name of Jupiter Asset Management Limited ('Jupiter') | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: |
Issued share capital used - 217,739,704 | |
14. Contact name: | Lucy Wright | |
15. Contact telephone number: | 0207 314 4976 | |
Related Shares:
TP ICAP