29th Mar 2011 16:49
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SEFTON RESOURCES | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | √ | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | CITY EQUITIES LIMITED | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 15 MARCH 2011 PLACING PARTICIPATION 18 MARCH 2011 ADMISSION TO AIM | |||
6. Date on which issuer notified: | 29 MARCH 2011 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | ABOVE 3% TO BELOW 3% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
VGG7996N1298 | 10,000,000 | 10,000,000 | NIL | NIL | NIL | NIL | NIL | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
NIL | NIL | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | Shares acquired in the Company's Placing, announced 18 March 2011 (not delivered into CREST account until 29 March 2011). Shares have been sold to certain clients, with City Equities Limited acting as Principal.
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14. Contact name: | Wenyi Liu | |
15. Contact telephone number: | 0207 489 5562 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in sharexxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
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Contact address (registered office for legal entities)
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Phone number & email
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Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable | |
Full name
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Contact address
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Phone number & email
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
Related Shares:
SER.L