10th Mar 2011 10:20
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | e-Therapeutics plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | X | ||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | Octopus Investments Limited | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Octopus Titan VCT 1 plc. Octopus Titan VCT 2 plc. Octopus Titan VCT 3 plc. Octopus Investments Nominees Limited Octopus Capital Limited | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 04 March 2011 | ||||
6. Date on which issuer notified: | 09 March 2011 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% and 6% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares
GB00B2823H99 | 3,138,108 | 3,138,108 | 8,768,508 | 8,768,508 | n/a | 6.4% | n/a | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
n/a | n/a | n/a | n/a | n/a | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
n/a | n/a | n/a | n/a |
n/a
| Nominal | Delta | ||||||||||
n/a | n/a | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
8,768,508 | 6.4% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Octopus Investments Limited is the investment manager to: Octopus Titan VCT 1 plc Octopus Titan VCT 2 plc Octopus Titan VCT 3 plc.
Octopus Investments Limited is the parent company to: Octopus Investments Nominees Limited
Octopus Investments is the wholly owned fund management subsidiary of: Octopus Capital Limited | ||
Proxy Voting: | ||
10. Name of the proxy holder: | n/a | |
11. Number of voting rights proxy holder will ceaseto hold: | n/a | |
12. Date on which proxy holder will cease to holdvoting rights: | n/a | |
13. Additional information: | ||
14. Contact name: | Mikko Nahkuri | |
15. Contact telephone number: | 020 7710 2849 / 2879 | |
Related Shares:
ETX.L