15th Mar 2010 17:05
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Diploma Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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FMR LLC |
4. Full name of shareholder(s) (if different from 3.):
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See attached schedule |
5. Date of the transaction and date on which the threshold is crossed or reached:
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11 March 2010 |
6. Date on which issuer notified:
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15 March 2010 |
7. Threshold(s) that is/are crossed or reached:
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10% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB0001826634 |
11,072,791 |
11,072,791 |
11,372,791 |
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11,372,791 |
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10.04 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted.
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% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights
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Nominal |
Delta
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
11,372,791 |
10.04% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
See attached schedule |
Proxy Voting:
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10. Name of the proxy holder:
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FMR LLC |
11. Number of voting rights proxy holder will cease to hold:
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300,000 |
12. Date on which proxy holder will cease to hold voting rights:
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11 March 2010 |
13. Additional information:
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None |
14. Contact name:
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Evangelos Karatzas |
15. Contact telephone number:
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FMR
Issuer name: DIPLOMA PLC
Current ownership percentage: 10.04%
Total shares held: 11,372,791
Issued share capital: 113,239,555
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SHARES HELD
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NOMINEE
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MANAGEMENT COMPANY
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FMR LLC is the parent holding company of Fidelity
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673,000
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BROWN BROTHERS HARRIMAN AND CO
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FMRCO
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Management & Research Company (FMRCO) Investment
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47,300
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BROWN BROTHERS HARRIMAN AND CO
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PTC
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Manager for US Mutal Funds and FIL Management Trust
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574,700
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MELLON BANK N.A.
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FMRCO
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Company (FMTC) and Pyramid Global Advisors Trust Company
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166,300
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MELLON BANK N.A.
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PTC
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(PGATC), a US Chartered Bank which acts as a trustee
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193,500
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NORTHERN TRUST CO
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FMRCO
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or Investment Manager of various pension and trust accounts
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1,800,000
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STATE STREET BANK AND TR CO
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FMR
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and Pyramid Global Advisors LLC (PGALLC)
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7,495,967
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STATE STREET BANK AND TR CO
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FMRCO
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311,624
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STATE STREET BANK AND TR CO
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PGATC
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110,400
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MELLON BANK NA (C)
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PTC
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Related Shares:
Diploma